SubProcessors
Name Category Purpose Country Data Processed
Amazon Web Services Cloud Infrastructure Cloud hosting platform for SaaS products United States -
Heroku Cloud Infrastructure Cloud hosting platform for SaaS products United States -
Cvent, Inc. Marketing Marketing software United States -
Microsoft Corporation Cloud Infrastructure Office 365 and Azure cloud hosting platform for SaaS products and network environment United States -
On24, Inc. Webcasting Webcast services United States -
Shred-It Security Document destruction United States -
SurveyMonkey Surveys Survey services United States -
IVXS Technology USA Inc. Data Services AML data for certain clients United States -
Electra Data Data Services Direct broker feed aggregation for the EC module of ComplianceAlpha® United States -
Totango, Inc. Customer Success Customer success platform for SaaS products United States -
Yodlee, Inc. Fintech Account aggregation software for the EC module of ComplianceAlpha® United States -
Zendesk Customer Support Helpdesk services software for SaaS products United States -
New Relic Monitoring Application performance monitoring for SaaS products United States -
Incapsula, Inc. Security Web application firewall for SaaS products United States -
Kaede Audit Corporation Consulting GIPS® support services for certain clients only United States -
IP Sentinel Services Limited Software Development Software development and services for Mirabella United States -
SalesLoft Sales Enablement Sales enablement and content sharing platform United States -
Seismic Sales Enablement Sales enablement and content sharing platform United States -
HubSpot Marketing Sales enablement and content sharing platform United States -
TeleMessage Communications Capture mobile data for eComms module United States -
Twilio Communications Email retention United States -
SendGrid Email Email retention United States -
Canny Feedback Collects voluntarily supplied client feedback United States -
UserPilot Productivity In-app tutorials for certain ComplianceAlpha® modules United States -
Mutual Fund Profile II Data Services DTCC data entry United States -
MARS Reporting Sales and asset reporting United States -
AccessData/Broadridge Reporting Sales and asset reporting United States -
SiteQuest Technologies - Eagle Eye Surveillance Surveillance of web-related activities United States -
Smarsh, Inc. Archiving E-Comms archiving for certain Broker-Dealer Registered Representative Services United States -
Global Relay Archiving E-Comms archiving for certain Broker-Dealer Registered Representative Services United States -
Quest Continuing Education Solutions, Inc. Education Compliance attestations, reporting and certifications and continuing education provider United States -
SendSafely Security End-to-end encryption software provider United States -
Citrix Cloud Infrastructure File storage and sharing with clients, as requested United States -
Box Cloud Storage File storage and sharing with clients, as requested United States -
Donnelley Financial Solutions - ArcPro Financial Services Provides vendor registration statement updates United States -
Diligent Corporation Management Secure board material management and delivery United States -
Oxford County Telephone Service Co. Telecommunications Physical data center United States -
Iron Mountain Incorporated Storage Offsite data storage and confidential destruction United States -
GTA Babelfish Analysis Best execution portal leveraging trade cost analysis United States -
ProofPlus Production Fact sheet production United States -
Analytix Business Solutions Accounting Preparation of financial statements and documents United States -
LeapXpert Communication Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® United States -
Novatus, Inc. Contracts Management Contracts management database United States -
Business Information Group, Inc. Background Checks Background checks and fingerprinting United States -
Keesing Technologies Identity Verification Identity verification services for Authentiscan/CIP Support Netherlands -
Nuclei, Inc. Archiving Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® United States -
SnippetSentry, Inc. Archiving Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® United States -
Alteryx UK LTD Data Analysis Reconciliation tool for ARRMA completeness checks United Kingdom -
ChangeEngine Inc. Communication Management Internal employee communication management and messaging automation tool United States -
ABBYY USA Software House Inc. Software PDF Extraction Tool for use with the ComplianceAlpha® platform United States -
Deepgram Inc. AI Transcription tool for the RCS Platform, formerly known as Encore United States -
Zadarma Telecommunications Secondary support for call records for the RCS Platform, formerly known as Encore Germany -
LogRocket Monitoring User session capturer for the RCS Platform, formerly known as Encore United States -
Franklin Covey Client Sales, Inc. Training Internal employee training and workshop tool United States -
Nango Inc. Integration Connector tool for ComplianceAlpha® United States -
Pagefreezer Software Inc. Compliance Connector tool for ComplianceAlpha® United States -
Perplexity AI, Inc. AI GenAI support for ACA United States -
KeyBank (KeyCorp) Finance Payment processing United States -
Bill.com Finance Payment processing United States -
Confluence Technologies, Inc. Automation Automation tool for ACA’s tech-enabled filings solutions United States -
Conga Contracts Management Contracts management database United States -
Iron Mountain Incorporated Storage Offsite data storage and confidential destruction United States -
Confluence Technologies, Inc. Automation Automation tool for ACA’s tech-enabled filings solutions United States -
Conga Contracts Management Contracts management database United States -
Salesforce.com, Inc. CRM CRM platform and Cloud Hosting United States -
Ashland Partners International, PLLC Consulting GIPS® support services for certain clients only United States -
Anthropic, PBC AI GenAI support for ACA United States -
OpenAI, L.L.C. AI GenAI support for ACA United States -

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Summary

68 Total Subprocessors
4 Countries
43 Categories
96% in United States

Subprocessors by Country

Subprocessors by Category

Biggest overlap with

Other companies using the most of the same subprocessors

Common in your industry

Top subprocessors used by other Financial Services companies