ACA Group Subprocessors
Financial Services
ACA Group provides compliance, cybersecurity, and risk management solutions for financial services firms.
| Name | Category | Purpose | Country | Data Processed |
|---|---|---|---|---|
| Amazon Web Services ↗ | Cloud Infrastructure | Cloud hosting platform for SaaS products | - | |
| Heroku ↗ | Cloud Infrastructure | Cloud hosting platform for SaaS products | - | |
| Cvent, Inc. ↗ | Marketing | Marketing software | - | |
| Microsoft Corporation ↗ | Cloud Infrastructure | Office 365 and Azure cloud hosting platform for SaaS products and network environment | - | |
| On24, Inc. ↗ | Webcasting | Webcast services | - | |
| Shred-It ↗ | Security | Document destruction | - | |
| SurveyMonkey ↗ | Surveys | Survey services | - | |
| IVXS Technology USA Inc. | Data Services | AML data for certain clients | - | |
| Electra Data | Data Services | Direct broker feed aggregation for the EC module of ComplianceAlpha® | - | |
| Totango, Inc. ↗ | Customer Success | Customer success platform for SaaS products | - | |
| Yodlee, Inc. ↗ | Fintech | Account aggregation software for the EC module of ComplianceAlpha® | - | |
| Zendesk ↗ | Customer Support | Helpdesk services software for SaaS products | - | |
| New Relic ↗ | Monitoring | Application performance monitoring for SaaS products | - | |
| Incapsula, Inc. | Security | Web application firewall for SaaS products | - | |
| Kaede Audit Corporation | Consulting | GIPS® support services for certain clients only | - | |
| IP Sentinel Services Limited | Software Development | Software development and services for Mirabella | - | |
| SalesLoft ↗ | Sales Enablement | Sales enablement and content sharing platform | - | |
| Seismic ↗ | Sales Enablement | Sales enablement and content sharing platform | - | |
| HubSpot ↗ | Marketing | Sales enablement and content sharing platform | - | |
| TeleMessage | Communications | Capture mobile data for eComms module | - | |
| Twilio ↗ | Communications | Email retention | - | |
| SendGrid ↗ | Email retention | - | ||
| Canny | Feedback | Collects voluntarily supplied client feedback | - | |
| UserPilot | Productivity | In-app tutorials for certain ComplianceAlpha® modules | - | |
| Mutual Fund Profile II | Data Services | DTCC data entry | - | |
| MARS | Reporting | Sales and asset reporting | - | |
| AccessData/Broadridge | Reporting | Sales and asset reporting | - | |
| SiteQuest Technologies - Eagle Eye | Surveillance | Surveillance of web-related activities | - | |
| Smarsh, Inc. | Archiving | E-Comms archiving for certain Broker-Dealer Registered Representative Services | - | |
| Global Relay | Archiving | E-Comms archiving for certain Broker-Dealer Registered Representative Services | - | |
| Quest Continuing Education Solutions, Inc. | Education | Compliance attestations, reporting and certifications and continuing education provider | - | |
| SendSafely | Security | End-to-end encryption software provider | - | |
| Citrix ↗ | Cloud Infrastructure | File storage and sharing with clients, as requested | - | |
| Box ↗ | Cloud Storage | File storage and sharing with clients, as requested | - | |
| Donnelley Financial Solutions - ArcPro | Financial Services | Provides vendor registration statement updates | - | |
| Diligent Corporation | Management | Secure board material management and delivery | - | |
| Oxford County Telephone Service Co. | Telecommunications | Physical data center | - | |
| Iron Mountain Incorporated ↗ | Storage | Offsite data storage and confidential destruction | - | |
| GTA Babelfish | Analysis | Best execution portal leveraging trade cost analysis | - | |
| ProofPlus | Production | Fact sheet production | - | |
| Analytix Business Solutions | Accounting | Preparation of financial statements and documents | - | |
| LeapXpert | Communication | Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® | - | |
| Novatus, Inc. | Contracts Management | Contracts management database | - | |
| Business Information Group, Inc. | Background Checks | Background checks and fingerprinting | - | |
| Keesing Technologies | Identity Verification | Identity verification services for Authentiscan/CIP Support | - | |
| Nuclei, Inc. | Archiving | Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® | - | |
| SnippetSentry, Inc. | Archiving | Archiving tool for the eComms Surveillance Tech module of ComplianceAlpha® | - | |
| Alteryx UK LTD | Data Analysis | Reconciliation tool for ARRMA completeness checks | - | |
| ChangeEngine Inc. | Communication Management | Internal employee communication management and messaging automation tool | - | |
| ABBYY USA Software House Inc. | Software | PDF Extraction Tool for use with the ComplianceAlpha® platform | - | |
| Deepgram Inc. ↗ | AI | Transcription tool for the RCS Platform, formerly known as Encore | - | |
| Zadarma | Telecommunications | Secondary support for call records for the RCS Platform, formerly known as Encore | - | |
| LogRocket ↗ | Monitoring | User session capturer for the RCS Platform, formerly known as Encore | - | |
| Franklin Covey Client Sales, Inc. | Training | Internal employee training and workshop tool | - | |
| Nango Inc. | Integration | Connector tool for ComplianceAlpha® | - | |
| Pagefreezer Software Inc. | Compliance | Connector tool for ComplianceAlpha® | - | |
| Perplexity AI, Inc. ↗ | AI | GenAI support for ACA | - | |
| KeyBank (KeyCorp) | Finance | Payment processing | - | |
| Bill.com ↗ | Finance | Payment processing | - | |
| Confluence Technologies, Inc. | Automation | Automation tool for ACA’s tech-enabled filings solutions | - | |
| Conga | Contracts Management | Contracts management database | - | |
| Iron Mountain Incorporated ↗ | Storage | Offsite data storage and confidential destruction | - | |
| Confluence Technologies, Inc. | Automation | Automation tool for ACA’s tech-enabled filings solutions | - | |
| Conga ↗ | Contracts Management | Contracts management database | - | |
| Salesforce.com, Inc. ↗ | CRM | CRM platform and Cloud Hosting | - | |
| Ashland Partners International, PLLC | Consulting | GIPS® support services for certain clients only | - | |
| Anthropic, PBC ↗ | AI | GenAI support for ACA | - | |
| OpenAI, L.L.C. ↗ | AI | GenAI support for ACA | - |
No changes recorded yet. Changes will appear here after the next scan detects updates.
Summary
68
Total Subprocessors
4
Countries
43
Categories
96%
in United States
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Subprocessors by Category
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